TimedSemaphore.java

/*
 * Licensed to the Apache Software Foundation (ASF) under one or more
 * contributor license agreements.  See the NOTICE file distributed with
 * this work for additional information regarding copyright ownership.
 * The ASF licenses this file to You under the Apache License, Version 2.0
 * (the "License"); you may not use this file except in compliance with
 * the License.  You may obtain a copy of the License at
 *
 *      https://www.apache.org/licenses/LICENSE-2.0
 *
 * Unless required by applicable law or agreed to in writing, software
 * distributed under the License is distributed on an "AS IS" BASIS,
 * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
 * See the License for the specific language governing permissions and
 * limitations under the License.
 */

package org.apache.commons.lang3.concurrent;

import java.util.concurrent.ScheduledExecutorService;
import java.util.concurrent.ScheduledFuture;
import java.util.concurrent.ScheduledThreadPoolExecutor;
import java.util.concurrent.TimeUnit;
import java.util.function.Supplier;

import org.apache.commons.lang3.Validate;

/**
 * A specialized <em>semaphore</em> implementation that provides a number of permits in a given time frame.
 *
 * <p>
 * This class is similar to the {@link java.util.concurrent.Semaphore} class provided by the JDK in that it manages a configurable number of permits. Using the
 * {@link #acquire()} method a permit can be requested by a thread. However, there is an additional timing dimension: there is no {@code
 * release()} method for freeing a permit, but all permits are automatically released at the end of a configurable time frame. If a thread calls
 * {@link #acquire()} and the available permits are already exhausted for this time frame, the thread is blocked. When the time frame ends all permits requested
 * so far are restored, and blocking threads are waked up again, so that they can try to acquire a new permit. This basically means that in the specified time
 * frame only the given number of operations is possible.
 * </p>
 * <p>
 * A use case for this class is to artificially limit the load produced by a process. As an example consider an application that issues database queries on a
 * production system in a background process to gather statistical information. This background processing should not produce so much database load that the
 * functionality and the performance of the production system are impacted. Here a {@link TimedSemaphore} could be installed to guarantee that only a given
 * number of database queries are issued per second.
 * </p>
 * <p>
 * A thread class for performing database queries could look as follows:
 * </p>
 *
 * <pre>
 * public class StatisticsThread extends Thread {
 *     // The semaphore for limiting database load.
 *     private final TimedSemaphore semaphore;
 *     // Create an instance and set the semaphore
 *     public StatisticsThread(TimedSemaphore timedSemaphore) {
 *         semaphore = timedSemaphore;
 *     }
 *     // Gather statistics
 *     public void run() {
 *         try {
 *             while (true) {
 *                 semaphore.acquire();   // limit database load
 *                 performQuery();        // issue a query
 *             }
 *         } catch (InterruptedException) {
 *             // fall through
 *         }
 *     }
 *     ...
 * }
 * </pre>
 *
 * <p>
 * The following code fragment shows how a {@link TimedSemaphore} is created that allows only 10 operations per second and passed to the statistics thread:
 * </p>
 *
 * <pre>
 * TimedSemaphore sem = new TimedSemaphore(1, TimeUnit.SECOND, 10);
 * StatisticsThread thread = new StatisticsThread(sem);
 * thread.start();
 * </pre>
 *
 * <p>
 * When creating an instance the time period for the semaphore must be specified. {@link TimedSemaphore} uses an executor service with a corresponding period to
 * monitor this interval. The {@code
 * ScheduledExecutorService} to be used for this purpose can be provided at construction time. Alternatively the class creates an internal executor service.
 * </p>
 * <p>
 * Client code that uses {@link TimedSemaphore} has to call the {@link #acquire()} method in each processing step. {@link TimedSemaphore} keeps track of the
 * number of invocations of the {@link #acquire()} method and blocks the calling thread if the counter exceeds the limit specified. When the timer signals the
 * end of the time period the counter is reset and all waiting threads are released. Then another cycle can start.
 * </p>
 * <p>
 * An alternative to {@code acquire()} is the {@link #tryAcquire()} method. This method checks whether the semaphore is under the specified limit and increases
 * the internal counter if this is the case. The return value is then <strong>true</strong>, and the calling thread can continue with its action. If the
 * semaphore is already at its limit, {@code tryAcquire()} immediately returns <strong>false</strong> without blocking; the calling thread must then abort its
 * action. This usage scenario prevents blocking of threads.
 * </p>
 * <p>
 * It is possible to modify the limit at any time using the {@link #setLimit(int)} method. This is useful if the load produced by an operation has to be adapted
 * dynamically. In the example scenario with the thread collecting statistics it may make sense to specify a low limit during day time while allowing a higher
 * load in the night time. Reducing the limit takes effect immediately by blocking incoming callers. If the limit is increased, waiting threads are not released
 * immediately, but wake up when the timer runs out. Then, in the next period more processing steps can be performed without blocking. By setting the limit to 0
 * the semaphore can be switched off: in this mode the {@link #acquire()} method never blocks, but lets all callers pass directly.
 * </p>
 * <p>
 * When the {@link TimedSemaphore} is no more needed its {@link #shutdown()} method should be called. This causes the periodic task that monitors the time
 * interval to be canceled. If the {@link ScheduledExecutorService} has been created by the semaphore at construction time, it is also shut down. resources.
 * After that {@link #acquire()} must not be called any more.
 * </p>
 *
 * @since 3.0
 */
public class TimedSemaphore {

    /**
     * Builds new {@link TimedSemaphore}.
     *
     * @since 3.20.0
     */
    public static class Builder implements Supplier<TimedSemaphore> {

        private ScheduledExecutorService service;
        private long period;
        private TimeUnit timeUnit;
        private int limit;

        /**
         * Constructs a new Builder.
         */
        public Builder() {
            // empty
        }

        @Override
        public TimedSemaphore get() {
            return new TimedSemaphore(this);
        }

        /**
         * Sets the limit.
         *
         * @param limit The limit.
         * @return {@code this} instance.
         */
        public Builder setLimit(final int limit) {
            this.limit = limit;
            return this;
        }

        /**
         * Sets the time period.
         *
         * @param period The time period.
         * @return {@code this} instance.
         */
        public Builder setPeriod(final long period) {
            this.period = period;
            return this;
        }

        /**
         * Sets the executor service.
         *
         * @param service The executor service.
         * @return {@code this} instance.
         */
        public Builder setService(final ScheduledExecutorService service) {
            this.service = service;
            return this;
        }

        /**
         * Sets the time unit for the period.
         *
         * @param timeUnit The time unit for the period.
         * @return {@code this} instance.
         */
        public Builder setTimeUnit(final TimeUnit timeUnit) {
            this.timeUnit = timeUnit;
            return this;
        }
    }

    /**
     * Constant for a value representing no limit. If the limit is set to a value less or equal this constant, the {@link TimedSemaphore} will be effectively
     * switched off.
     */
    public static final int NO_LIMIT = 0;

    /** Constant for the thread pool size for the executor. */
    private static final int THREAD_POOL_SIZE = 1;

    /**
     * Constructs a new Builder.
     *
     * @return a new Builder.
     * @since 3.20.0
     */
    public static Builder builder() {
        return new Builder();
    }

    /** The executor service for managing the timer thread. */
    private final ScheduledExecutorService executorService;

    /** The period for this timed semaphore. */
    private final long period;

    /** The time unit for the period. */
    private final TimeUnit unit;

    /** A flag whether the executor service was created by this object. */
    private final boolean ownExecutor;

    /** A future object representing the timer task. */
    private ScheduledFuture<?> task; // @GuardedBy("this")

    /** Stores the total number of invocations of the acquire() method. */
    private long totalAcquireCount; // @GuardedBy("this")

    /**
     * The counter for the periods. This counter is increased every time a period ends.
     */
    private long periodCount; // @GuardedBy("this")

    /** The limit. */
    private int limit; // @GuardedBy("this")

    /** The current counter. */
    private int acquireCount; // @GuardedBy("this")

    /** The number of invocations of acquire() in the last period. */
    private int lastCallsPerPeriod; // @GuardedBy("this")

    /** A flag whether shutdown() was called. */
    private boolean shutdown; // @GuardedBy("this")

    private TimedSemaphore(final Builder builder) {
        Validate.inclusiveBetween(1, Long.MAX_VALUE, builder.period, "Time period must be greater than 0.");
        period = builder.period;
        unit = builder.timeUnit;
        if (builder.service != null) {
            executorService = builder.service;
            ownExecutor = false;
        } else {
            final ScheduledThreadPoolExecutor stpe = new ScheduledThreadPoolExecutor(THREAD_POOL_SIZE);
            stpe.setContinueExistingPeriodicTasksAfterShutdownPolicy(false);
            stpe.setExecuteExistingDelayedTasksAfterShutdownPolicy(false);
            executorService = stpe;
            ownExecutor = true;
        }
        setLimit(builder.limit);
    }

    /**
     * Constructs a new instance of {@link TimedSemaphore} and initializes it with the given time period and the limit.
     *
     * @param timePeriod the time period.
     * @param timeUnit   the unit for the period.
     * @param limit      the limit for the semaphore.
     * @throws IllegalArgumentException if the period is less or equals 0.
     * @deprecated Use {@link #builder()} and {@link Builder}.
     */
    @Deprecated
    public TimedSemaphore(final long timePeriod, final TimeUnit timeUnit, final int limit) {
        this(null, timePeriod, timeUnit, limit);
    }

    /**
     * Constructs a new instance of {@link TimedSemaphore} and initializes it with an executor service, the given time period, and the limit. The executor service
     * will be used for creating a periodic task for monitoring the time period. It can be <strong>null</strong>, then a default service will be created.
     *
     * @param service    the executor service.
     * @param timePeriod the time period.
     * @param timeUnit   the unit for the period.
     * @param limit      the limit for the semaphore.
     * @throws IllegalArgumentException if the period is less or equals 0.
     * @deprecated Use {@link #builder()} and {@link Builder}.
     */
    @Deprecated
    public TimedSemaphore(final ScheduledExecutorService service, final long timePeriod, final TimeUnit timeUnit, final int limit) {
        this(builder().setService(service).setPeriod(timePeriod).setTimeUnit(timeUnit).setLimit(limit));
    }

    /**
     * Acquires a permit from this semaphore. This method will block if the limit for the current period has already been reached. If {@link #shutdown()} has
     * already been invoked, calling this method will cause an exception. The very first call of this method starts the timer task which monitors the time
     * period set for this {@link TimedSemaphore}. From now on the semaphore is active.
     *
     * @throws InterruptedException  if the thread gets interrupted.
     * @throws IllegalStateException if this semaphore is already shut down.
     */
    public synchronized void acquire() throws InterruptedException {
        prepareAcquire();
        boolean canPass;
        do {
            canPass = acquirePermit();
            if (!canPass) {
                wait();
            }
        } while (!canPass);
    }

    /**
     * Internal helper method for acquiring a permit. This method checks whether currently a permit can be acquired and - if so - increases the internal
     * counter. The return value indicates whether a permit could be acquired. This method must be called with the lock of this object held.
     *
     * @return a flag whether a permit could be acquired.
     */
    private boolean acquirePermit() {
        if (getLimit() <= NO_LIMIT || acquireCount < getLimit()) {
            acquireCount++;
            return true;
        }
        return false;
    }

    /**
     * The current time period is finished. This method is called by the timer used internally to monitor the time period. It resets the counter and releases
     * the threads waiting for this barrier.
     */
    synchronized void endOfPeriod() {
        lastCallsPerPeriod = acquireCount;
        totalAcquireCount += acquireCount;
        periodCount++;
        acquireCount = 0;
        notifyAll();
    }

    /**
     * Gets the number of invocations of the {@link #acquire()} method for the current period. This may be useful for testing or debugging purposes.
     *
     * @return the current number of {@link #acquire()} invocations.
     */
    public synchronized int getAcquireCount() {
        return acquireCount;
    }

    /**
     * Gets the number of calls to the {@link #acquire()} method that can still be performed in the current period without blocking. This method can give an
     * indication whether it is safe to call the {@link #acquire()} method without risking to be suspended. However, there is no guarantee that a subsequent
     * call to {@link #acquire()} actually is not-blocking because in the meantime other threads may have invoked the semaphore.
     *
     * @return the current number of available {@link #acquire()} calls in the current period.
     */
    public synchronized int getAvailablePermits() {
        return getLimit() - getAcquireCount();
    }

    /**
     * Gets the average number of successful (i.e. non-blocking) {@link #acquire()} invocations for the entire life-time of this {@code
     * TimedSemaphore}. This method can be used for instance for statistical calculations.
     *
     * @return the average number of {@link #acquire()} invocations per time unit.
     */
    public synchronized double getAverageCallsPerPeriod() {
        return periodCount == 0 ? 0 : (double) totalAcquireCount / (double) periodCount;
    }

    /**
     * Gets the executor service used by this instance.
     *
     * @return the executor service.
     */
    protected ScheduledExecutorService getExecutorService() {
        return executorService;
    }

    /**
     * Gets the number of (successful) acquire invocations during the last period. This is the number of times the {@link #acquire()} method was called without
     * blocking. This can be useful for testing or debugging purposes or to determine a meaningful threshold value. If a limit is set, the value returned by
     * this method won't be greater than this limit.
     *
     * @return the number of non-blocking invocations of the {@link #acquire()} method.
     */
    public synchronized int getLastAcquiresPerPeriod() {
        return lastCallsPerPeriod;
    }

    /**
     * Gets the limit enforced by this semaphore. The limit determines how many invocations of {@link #acquire()} are allowed within the monitored period.
     *
     * @return the limit.
     */
    public final synchronized int getLimit() {
        return limit;
    }

    /**
     * Gets the time period. This is the time monitored by this semaphore. Only a given number of invocations of the {@link #acquire()} method is possible in
     * this period.
     *
     * @return the time period.
     */
    public long getPeriod() {
        return period;
    }

    /**
     * Gets the time unit. This is the unit used by {@link #getPeriod()}.
     *
     * @return the time unit.
     */
    public TimeUnit getUnit() {
        return unit;
    }

    /**
     * Tests whether the {@link #shutdown()} method has been called on this object. If this method returns <strong>true</strong>, this instance cannot be used
     * any longer.
     *
     * @return a flag whether a shutdown has been performed.
     */
    public synchronized boolean isShutdown() {
        return shutdown;
    }

    /**
     * Prepares an acquire operation. Checks for the current state and starts the internal timer if necessary. This method must be called with the lock of this
     * object held.
     */
    private void prepareAcquire() {
        if (isShutdown()) {
            throw new IllegalStateException("TimedSemaphore is shut down!");
        }
        if (task == null) {
            task = startTimer();
        }
    }

    /**
     * Sets the limit. This is the number of times the {@link #acquire()} method can be called within the time period specified. If this limit is reached,
     * further invocations of {@link #acquire()} will block. Setting the limit to a value &lt;= {@link #NO_LIMIT} will cause the limit to be disabled, i.e. an
     * arbitrary number of{@link #acquire()} invocations is allowed in the time period.
     *
     * @param limit the limit.
     */
    public final synchronized void setLimit(final int limit) {
        this.limit = limit;
    }

    /**
     * Initializes a shutdown. After that the object cannot be used anymore. This method can be invoked an arbitrary number of times. All invocations after the
     * first one do not have any effect.
     */
    public synchronized void shutdown() {
        if (!shutdown) {
            if (ownExecutor) {
                // if the executor was created by this instance, it has
                // to be shutdown
                getExecutorService().shutdownNow();
            }
            if (task != null) {
                task.cancel(false);
            }
            shutdown = true;
        }
    }

    /**
     * Starts the timer. This method is called when {@link #acquire()} is called for the first time. It schedules a task to be executed at fixed rate to monitor
     * the time period specified.
     *
     * @return a future object representing the task scheduled.
     */
    protected ScheduledFuture<?> startTimer() {
        return getExecutorService().scheduleAtFixedRate(this::endOfPeriod, getPeriod(), getPeriod(), getUnit());
    }

    /**
     * Tries to acquire a permit from this semaphore. If the limit of this semaphore has not yet been reached, a permit is acquired, and this method returns
     * <strong>true</strong>. Otherwise, this method returns immediately with the result <strong>false</strong>.
     *
     * @return <strong>true</strong> if a permit could be acquired; <strong>false</strong> otherwise.
     * @throws IllegalStateException if this semaphore is already shut down.
     * @since 3.5
     */
    public synchronized boolean tryAcquire() {
        prepareAcquire();
        return acquirePermit();
    }
}