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<front>
<journal-meta>
<journal-id journal-id-type="nlm-ta">PLoS ONE</journal-id>
<journal-id journal-id-type="publisher-id">plos</journal-id>
<journal-id journal-id-type="pmc">plosone</journal-id>
<journal-title-group>
<journal-title>PLOS ONE</journal-title>
</journal-title-group>
<issn pub-type="epub">1932-6203</issn>
<publisher>
<publisher-name>Public Library of Science</publisher-name>
<publisher-loc>San Francisco, CA USA</publisher-loc>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.1371/journal.pone.0245390</article-id>
<article-id pub-id-type="publisher-id">PONE-D-20-33624</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Research Article</subject>
</subj-group>
<subj-group subj-group-type="Discipline-v3">
<subject>Engineering and technology</subject><subj-group><subject>Energy and power</subject><subj-group><subject>Alternative energy</subject><subj-group><subject>Photovoltaic power</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Physical sciences</subject><subj-group><subject>Chemistry</subject><subj-group><subject>Physical chemistry</subject><subj-group><subject>Chemical deposition</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Engineering and technology</subject><subj-group><subject>Industrial engineering</subject><subj-group><subject>Process engineering</subject><subj-group><subject>Industrial processes</subject><subj-group><subject>Manufacturing processes</subject><subj-group><subject>Surface treatments</subject><subj-group><subject>Chemical deposition</subject></subj-group></subj-group></subj-group></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Research and analysis methods</subject><subj-group><subject>Microscopy</subject><subj-group><subject>Electron microscopy</subject><subj-group><subject>Scanning electron microscopy</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Physical sciences</subject><subj-group><subject>Chemistry</subject><subj-group><subject>Chemical elements</subject><subj-group><subject>Molybdenum</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Research and analysis methods</subject><subj-group><subject>Separation processes</subject><subj-group><subject>Crystallization techniques</subject><subj-group><subject>Interface diffusion</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Engineering and technology</subject><subj-group><subject>Energy and power</subject><subj-group><subject>Alternative energy</subject></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Physical sciences</subject><subj-group><subject>Astronomical sciences</subject><subj-group><subject>Astrophysics</subject><subj-group><subject>Space plasmas</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Physical sciences</subject><subj-group><subject>Physics</subject><subj-group><subject>Astrophysics</subject><subj-group><subject>Space plasmas</subject></subj-group></subj-group></subj-group></subj-group><subj-group subj-group-type="Discipline-v3">
<subject>Physical sciences</subject><subj-group><subject>Chemistry</subject><subj-group><subject>Chemical elements</subject><subj-group><subject>Tin</subject></subj-group></subj-group></subj-group></subj-group></article-categories>
<title-group>
<article-title>SiO<sub>x</sub>N<sub>y</sub> back-contact barriers for CZTSe thin-film solar cells</article-title>
<alt-title alt-title-type="running-head">SiOxNy back-contact barriers for CZTSe thin-film solar cells</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes" xlink:type="simple">
<contrib-id authenticated="true" contrib-id-type="orcid">https://orcid.org/0000-0003-1310-8611</contrib-id>
<name name-style="western">
<surname>Chen</surname>
<given-names>Wenjian</given-names>
</name>
<role content-type="https://casrai.org/credit/">Conceptualization</role>
<role content-type="https://casrai.org/credit/">Data curation</role>
<role content-type="https://casrai.org/credit/">Funding acquisition</role>
<role content-type="https://casrai.org/credit/">Investigation</role>
<role content-type="https://casrai.org/credit/">Methodology</role>
<role content-type="https://casrai.org/credit/">Software</role>
<role content-type="https://casrai.org/credit/">Visualization</role>
<role content-type="https://casrai.org/credit/">Writing – original draft</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
<xref ref-type="corresp" rid="cor001">*</xref>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<name name-style="western">
<surname>Hirwa</surname>
<given-names>Hippolyte</given-names>
</name>
<role content-type="https://casrai.org/credit/">Data curation</role>
<role content-type="https://casrai.org/credit/">Formal analysis</role>
<role content-type="https://casrai.org/credit/">Methodology</role>
<role content-type="https://casrai.org/credit/">Software</role>
<role content-type="https://casrai.org/credit/">Visualization</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<name name-style="western">
<surname>Ohland</surname>
<given-names>Jörg</given-names>
</name>
<role content-type="https://casrai.org/credit/">Conceptualization</role>
<role content-type="https://casrai.org/credit/">Data curation</role>
<role content-type="https://casrai.org/credit/">Methodology</role>
<role content-type="https://casrai.org/credit/">Software</role>
<role content-type="https://casrai.org/credit/">Visualization</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<name name-style="western">
<surname>Taskesen</surname>
<given-names>Teoman</given-names>
</name>
<role content-type="https://casrai.org/credit/">Funding acquisition</role>
<role content-type="https://casrai.org/credit/">Methodology</role>
<role content-type="https://casrai.org/credit/">Validation</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<name name-style="western">
<surname>Mikolajczak</surname>
<given-names>Ulf</given-names>
</name>
<role content-type="https://casrai.org/credit/">Data curation</role>
<role content-type="https://casrai.org/credit/">Methodology</role>
<role content-type="https://casrai.org/credit/">Validation</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<contrib-id authenticated="true" contrib-id-type="orcid">https://orcid.org/0000-0001-7231-6686</contrib-id>
<name name-style="western">
<surname>Pareek</surname>
<given-names>Devendra</given-names>
</name>
<role content-type="https://casrai.org/credit/">Investigation</role>
<role content-type="https://casrai.org/credit/">Validation</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<name name-style="western">
<surname>Parisi</surname>
<given-names>Jürgen</given-names>
</name>
<role content-type="https://casrai.org/credit/">Project administration</role>
<role content-type="https://casrai.org/credit/">Resources</role>
<role content-type="https://casrai.org/credit/">Supervision</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
<contrib contrib-type="author" xlink:type="simple">
<name name-style="western">
<surname>Gütay</surname>
<given-names>Levent</given-names>
</name>
<role content-type="https://casrai.org/credit/">Conceptualization</role>
<role content-type="https://casrai.org/credit/">Investigation</role>
<role content-type="https://casrai.org/credit/">Project administration</role>
<role content-type="https://casrai.org/credit/">Resources</role>
<role content-type="https://casrai.org/credit/">Supervision</role>
<role content-type="https://casrai.org/credit/">Writing – review &amp; editing</role>
<xref ref-type="aff" rid="aff001"/>
</contrib>
</contrib-group>
<aff id="aff001"><addr-line>Laboratory for Chalcogenide Photovoltaics, Energy and Semiconductor Research Laboratory, Institute of Physics, Carl von Ossietzky University of Oldenburg, Oldenburg, Lower Saxony, Germany</addr-line></aff>
<contrib-group>
<contrib contrib-type="editor" xlink:type="simple">
<name name-style="western">
<surname>Suryawanshi</surname>
<given-names>Mahesh</given-names>
</name>
<role>Editor</role>
<xref ref-type="aff" rid="edit1"/>
</contrib>
</contrib-group>
<aff id="edit1"><addr-line>University of New South Wales, AUSTRALIA</addr-line></aff>
<author-notes>
<fn fn-type="conflict" id="coi001">
<p>The authors have declared that no competing interests exist.</p>
</fn>
<corresp id="cor001">* E-mail: <email xlink:type="simple">wenjian.chen@uni-oldenburg.de</email></corresp>
</author-notes>
<pub-date pub-type="epub">
<day>12</day>
<month>1</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>16</volume>
<issue>1</issue>
<elocation-id>e0245390</elocation-id>
<history>
<date date-type="received">
<day>28</day>
<month>10</month>
<year>2020</year>
</date>
<date date-type="accepted">
<day>29</day>
<month>12</month>
<year>2020</year>
</date>
</history>
<permissions>
<copyright-year>2021</copyright-year>
<copyright-holder>Chen et al</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/" xlink:type="simple">
<license-p>This is an open access article distributed under the terms of the <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/4.0/" xlink:type="simple">Creative Commons Attribution License</ext-link>, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.</license-p>
</license>
</permissions>
<self-uri content-type="pdf" xlink:href="info:doi/10.1371/journal.pone.0245390"/>
<abstract>
<p>The formation of molybdenum diselenide (MoSe<sub>2</sub>) is widely observed at the back-contact interface for copper zinc tin selenide (CZTSe) thin-film solar cells. Depending on individual selenium (Se) supply and thermal conditions for forming CZTSe absorbers on molybdenum (Mo) substrates, the thickness of MoSe<sub>2</sub> can vary from a few hundreds of nanometers up to ≈ 1 μm, which is comparable to the commonly adopted thickness of 1 ~ 1.5 μm for CZTSe absorbers. In this study, for controlling the thickness of interfacial MoSe<sub>2</sub>, thin diffusion barrier layers of silicon oxynitride (SiO<sub>x</sub>N<sub>y</sub>) are deposited onto Mo layers prior to the growth of CZTSe absorbers in the fabrication process. As a result, a reduction in the thicknesses of MoSe<sub>2</sub> layers is achieved. In terms of energy conversion efficiency (<italic>η</italic>), CZTSe solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts suffer a deterioration as the SiO<sub>x</sub>N<sub>y</sub> layers get thicker. CZTSe solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts preserve their efficiencies at ≈ 11% with thin 10 nm SiO<sub>x</sub>N<sub>y</sub> layers.</p>
</abstract>
<funding-group>
<award-group id="award001">
<funding-source>
<institution-wrap>
<institution-id institution-id-type="funder-id">http://dx.doi.org/10.13039/501100002347</institution-id>
<institution>Bundesministerium für Bildung und Forschung</institution>
</institution-wrap>
</funding-source>
<award-id>03SF0530A</award-id>
<principal-award-recipient>
<contrib-id authenticated="true" contrib-id-type="orcid">https://orcid.org/0000-0003-1310-8611</contrib-id>
<name name-style="western">
<surname>Chen</surname>
<given-names>Wenjian</given-names>
</name>
</principal-award-recipient>
</award-group>
<award-group id="award002">
<funding-source>
<institution-wrap>
<institution-id institution-id-type="funder-id">http://dx.doi.org/10.13039/501100002347</institution-id>
<institution>Bundesministerium für Bildung und Forschung</institution>
</institution-wrap>
</funding-source>
<award-id>03SF0530A</award-id>
<principal-award-recipient>
<name name-style="western">
<surname>Taskesen</surname>
<given-names>Teoman</given-names>
</name>
</principal-award-recipient>
</award-group>
<funding-statement>Wenjian Chen and Teoman Taskesen received funding from German Ministry of Education and Science (BMBF), Grant No. 03SF0530A (“Free-Inca”).The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.</funding-statement>
</funding-group>
<counts>
<fig-count count="11"/>
<table-count count="0"/>
<page-count count="13"/>
</counts>
<custom-meta-group>
<custom-meta id="data-availability">
<meta-name>Data Availability</meta-name>
<meta-value>All relevant data are within the manuscript and its <xref ref-type="sec" rid="sec009">Supporting Information</xref> files.</meta-value>
</custom-meta>
</custom-meta-group>
</article-meta>
</front>
<body>
<sec id="sec001" sec-type="intro">
<title>Introduction</title>
<p>Kesterite Cu<sub>2</sub>ZnSn(S,Se)<sub>4</sub> (CZTSSe) is considered as a promising substitution for chalcopyrite Cu(In,Ga)(Se,S)<sub>2</sub> (CIGSSe) in thin-film solar cell technology due to its earth abundant and low-cost constituents [<xref ref-type="bibr" rid="pone.0245390.ref001">1</xref>, <xref ref-type="bibr" rid="pone.0245390.ref002">2</xref>]. However, in terms of the energy conversion efficiency (<italic>η</italic>), CZTSSe solar cells reach only 12.6% while CIGSSe devices have an up-to-date record of ≈ 23.4% [<xref ref-type="bibr" rid="pone.0245390.ref003">3</xref>, <xref ref-type="bibr" rid="pone.0245390.ref004">4</xref>]. For pure Cu<sub>2</sub>ZnSnS<sub>4</sub> and Cu<sub>2</sub>ZnSnSe<sub>4</sub> solar cells, the record efficiencies are reported to be 11% and 12.5%, respectively [<xref ref-type="bibr" rid="pone.0245390.ref005">5</xref>, <xref ref-type="bibr" rid="pone.0245390.ref006">6</xref>]. In order to further improve kesterite solar cells, addressing the back-contact issues is important, especially for pure CZTSe devices. By replacing CIGSSe with CZTSSe as the absorber material, molybdenum (Mo) is generally inherited as the back-contact material [<xref ref-type="bibr" rid="pone.0245390.ref007">7</xref>]. In most of the reported CZTSe synthesis processes, a MoSe<sub>2</sub> layer with a thickness ranging from a few hundred nm up to ≈ 1 μm is observed at the Mo/CZTSe back-contact interface [<xref ref-type="bibr" rid="pone.0245390.ref008">8</xref>–<xref ref-type="bibr" rid="pone.0245390.ref010">10</xref>]. In general, the formation of such thick MoSe<sub>2</sub> layers is considered to cause negative impacts on the device performance [<xref ref-type="bibr" rid="pone.0245390.ref010">10</xref>, <xref ref-type="bibr" rid="pone.0245390.ref011">11</xref>]. And for the reported record 12.5% CZTSe solar cell, the MoSe<sub>2</sub> thickness is at around 100 ~ 200 nm [<xref ref-type="bibr" rid="pone.0245390.ref006">6</xref>]. Therefore, the limiting and/or control of MoSe<sub>2</sub> thickness at the back interface is commonly discussed as a possible way to improve the solar cell efficiency. Diffusion barriers are commonly adopted with back-contact structure Mo/barrier or Mo/barrier/Mo to avoid or suppress the formation of MoSe<sub>2</sub> layers in kesterite solar cells [<xref ref-type="bibr" rid="pone.0245390.ref010">10</xref>, <xref ref-type="bibr" rid="pone.0245390.ref012">12</xref>, <xref ref-type="bibr" rid="pone.0245390.ref013">13</xref>]. As for silicon (Si) based microelectronic devices, silicon oxynitride (SiO<sub>x</sub>N<sub>y</sub>) is a widely used passivation material. With properties such as high temperature durability, high oxidation resistance and low defect density, it has the benefit of good availability in many research institutions [<xref ref-type="bibr" rid="pone.0245390.ref014">14</xref>, <xref ref-type="bibr" rid="pone.0245390.ref015">15</xref>]. In this study, we deposit SiO<sub>x</sub>N<sub>y</sub> layers as diffusion barriers with Mo/SiO<sub>x</sub>N<sub>y</sub> and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back-contact structures. For the as-grown CZTSe solar cells, we show and discuss the results in terms of back-interface morphology, solar cell performance and defect properties.</p>
</sec>
<sec id="sec002" sec-type="materials|methods">
<title>Materials and methods</title>
<sec id="sec003">
<title>Sample preparation</title>
<p>Two types of back-contact structures with SiO<sub>x</sub>N<sub>y</sub> layers were applied: Mo/SiO<sub>x</sub>N<sub>y</sub> and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo. As shown in <xref ref-type="fig" rid="pone.0245390.g001">Fig 1</xref>, a standard Mo layer (≈ 550 nm) consisting of two sub-layers (≈ 275 nm for each) was deposited by Ar plasma (power density: 6.1 W/cm<sup>2</sup>, pressure: 2.7×10<sup>−3</sup> mbar) onto the 1 mm soda lime glass (SLG). SiO<sub>x</sub>N<sub>y</sub> layers (10, 25 and 40 nm) were deposited from Si sputter target by mixed Ar-N<sub>2</sub>-O<sub>2</sub> plasma (power: 160 W, pressure: 2×10<sup>−3</sup> mbar) onto the standard Mo layers. For Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back-contact structure, the top Mo layer (≈ 50 nm) on SiO<sub>x</sub>N<sub>y</sub> was deposited under the same conditions as for the standard Mo layers. For both back-contact structures, a standard procedure for the fabrication of solar cells in our lab was performed [<xref ref-type="bibr" rid="pone.0245390.ref008">8</xref>, <xref ref-type="bibr" rid="pone.0245390.ref016">16</xref>, <xref ref-type="bibr" rid="pone.0245390.ref017">17</xref>]. In this study, a dry cleaning with Ar plasma (power: 100 W, pressure: 5×10<sup>−3</sup> mbar, duration: 90 s) was performed on the as-grown Mo/SiO<sub>x</sub>N<sub>y</sub> and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts. For the formation of CZTSe absorber, a metallic precursor with a structure of Zn/Cu-Sn/Zn was deposited onto the above-mentioned back contacts by DC-sputtering at room temperature, followed by the annealing with selenium (Se) pellets and tin (Sn) wires in a tube furnace at 530°C for 20 minutes. As buffer layers, cadmium sulfide (CdS) was deposited onto the as-grown CZTSe absorbers (≈ 1.2 μm) via chemical bath. Furthermore, i-ZnO and Al:ZnO layers were deposited by RF-sputtering as front contacts. Finally, every sample was divided by mechanical scribing into solar cells with an average area of ≈ 0.25 cm<sup>2</sup>. In the following statement, the reference solar cell with a standard 550 nm Mo back contact is denoted by ‘‘M”. The solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts are denoted by ‘‘MS10”, ‘‘MS25” and ‘‘MS40”, for which the thicknesses of SiO<sub>x</sub>N<sub>y</sub> layers are 10, 25 and 40 nm, respectively. ‘‘MM” denotes the reference solar cell with a Mo/Mo back contact, in which a top layer of Mo (≈ 50 nm) is deposited on the standard Mo layer. ‘‘MS10M”, ‘‘MS25M” and ‘‘MS40M” denote solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts, in which the thicknesses of SiO<sub>x</sub>N<sub>y</sub> layers between the top and the standard Mo layers are 10, 25 and 40 nm, respectively.</p>
<fig id="pone.0245390.g001" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g001</object-id>
<label>Fig 1</label>
<caption>
<title>Schematic diagram of CZTSe solar cells grown with SiO<sub>x</sub>N<sub>y</sub> back-contact barriers.</title>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g001" xlink:type="simple"/>
</fig>
</sec>
<sec id="sec004">
<title>Characterization</title>
<p>A FEI Helios Nanolab 600i scanning electron microscope (SEM) was used for the characterization of cross-section morphology. A Keithley 2400 SMU was adopted for current-voltage (<italic>I</italic>-<italic>V</italic>) measurements of CZTSe solar cells under standard AM 1.5 illumination in a PET SS100AAA solar simulator. A Bentham PVE300 system was used for EQE measurements. Measurements of capacitance-frequency (<italic>C</italic>-<italic>f</italic>) and thermal admittance spectroscopy (TAS) were performed with a Solartron impedance analyzer SI-1260. The admittance spectra were recorded for a frequency range from 10 Hz to 1 MHz and a temperature range from 50 K to 330 K. The processes of heating and cooling were performed in a closed cycle Helium cryostat at a base pressure &lt; 10<sup>−5</sup> mbar. For precise measurements of the temperature, a thermal sensor was glued on top of a dummy cell placed next to the real sample.</p>
</sec>
</sec>
<sec id="sec005" sec-type="conclusions">
<title>Results and discussion</title>
<sec id="sec006">
<title>Mo/SiO<sub>x</sub>N<sub>y</sub> back contact</title>
<p><xref ref-type="fig" rid="pone.0245390.g002">Fig 2</xref> shows SEM cross-section morphology of CZTSe samples grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts. The reference sample M, which has no SiO<sub>x</sub>N<sub>y</sub> diffusion-barrier layer, shows the formation of a ≈ 1 μm MoSe<sub>2</sub> interfacial layer. Samples with SiO<sub>x</sub>N<sub>y</sub> layers in various thicknesses (i.e., 10, 25 and 40 nm) show a significantly suppressed formation of MoSe<sub>2</sub> layers. The specific thicknesses of formed MoSe<sub>2</sub> layers lie in the range of 30 ~ 40 nm with no visible trend. This suggests that SiO<sub>x</sub>N<sub>y</sub> acts as an effective diffusion barrier for Se and prevents the strong reaction of Mo and Se to form MoSe<sub>2</sub> during a high temperature (≈ 530°C) annealing.</p>
<fig id="pone.0245390.g002" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g002</object-id>
<label>Fig 2</label>
<caption>
<title>SEM cross-section of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts.</title>
<p>Images are captured for samples <bold>(a)</bold> M, <bold>(b)</bold> MS10, <bold>(c)</bold> MS25 and <bold>(d)</bold> MS40, respectively.</p>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g002" xlink:type="simple"/>
</fig>
<p>Performance of the CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts are shown in <xref ref-type="fig" rid="pone.0245390.g003">Fig 3</xref>. Compared to the reference M, which is grown on pure Mo back contact, all the solar cells from Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts show a deterioration in all parameters, i.e., open-circuit voltage (<italic>V</italic><sub><italic>oc</italic></sub>), short-circuit current density (<italic>J</italic><sub><italic>sc</italic></sub>), fill factor (FF) and energy conversion efficiency (<italic>η</italic>). The reasons for the observed deterioration of solar cell properties may include a possible formation of an extra potential barrier induced by SiO<sub>x</sub>N<sub>y</sub> layers. Furthermore, it cannot be excluded that a small amount of oxygen atoms from SiO<sub>x</sub>N<sub>y</sub> may diffuse into the CZTSe absorbers and lead to additional impurity states in the absorber, which could impact the defect landscape or influence the phase structure of kesterite material in relevant regions. Moreover, thicker SiO<sub>x</sub>N<sub>y</sub> diffusion barriers may further cause a harmful influence on the device performance by blocking sodium diffusion from SLG, which is generally considered to enhance the absorber quality in CIGS and kesterite solar cells [<xref ref-type="bibr" rid="pone.0245390.ref018">18</xref>–<xref ref-type="bibr" rid="pone.0245390.ref020">20</xref>]. However, based on our previous research, in which SiO<sub>x</sub>N<sub>y</sub> was investigated as barrier layers between SLG and Mo, a total blocking effect for sodium was only achieved with much thicker SiO<sub>x</sub>N<sub>y</sub> layers [<xref ref-type="bibr" rid="pone.0245390.ref021">21</xref>]. That means the blocking effect of SiO<sub>x</sub>N<sub>y</sub> layers for sodium have most probably only a very minor influence in the present case. As a consequence, the CZTSe solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts show overall poor performance, regardless of a possible positive effect expected from the reduced thicknesses of MoSe<sub>2</sub> layers.</p>
<fig id="pone.0245390.g003" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g003</object-id>
<label>Fig 3</label>
<caption>
<title>Parameters of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts.</title>
<p>Boxplots of solar cell parameters <bold>(a)</bold> <italic>V</italic><sub><italic>oc</italic></sub>, <bold>(b)</bold> <italic>J</italic><sub><italic>sc</italic></sub>, <bold>(c)</bold> FF and <bold>(d)</bold> <italic>ŋ</italic> for every type of back contacts include data from 6 to 9 cells.</p>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g003" xlink:type="simple"/>
</fig>
<p><xref ref-type="fig" rid="pone.0245390.g004">Fig 4</xref> shows the EQE of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts. The overall EQE drops for the samples with SiO<sub>x</sub>N<sub>y</sub> layers compared to that of the reference. Specifically, MS10 and MS25 show a slight drop while MS40 shows a strong one. This result matches the performance shown in the previous <italic>I</italic>-<italic>V</italic> measurements. In particular for the sample MS40, the strong drop in EQE and in the extracted short-circuit current (<xref ref-type="supplementary-material" rid="pone.0245390.s001">S1 Fig</xref>) suggest not only an increased series resistance, for which the EQE drop is wavelength independent, but also a potential barrier introduced by the thick SiO<sub>x</sub>N<sub>y</sub> layer and/or a deterioration in absorber quality.</p>
<fig id="pone.0245390.g004" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g004</object-id>
<label>Fig 4</label>
<caption>
<title>EQE measurements of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts.</title>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g004" xlink:type="simple"/>
</fig>
<p><xref ref-type="fig" rid="pone.0245390.g005">Fig 5</xref> shows results from <italic>C-f</italic> measurements of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts. According to literature about similar material-systems, inflection points related to shallow defects can be observed in capacitance measurements between 10 Hz and 100 kHz at temperatures between 50 K and 200 K [<xref ref-type="bibr" rid="pone.0245390.ref022">22</xref>–<xref ref-type="bibr" rid="pone.0245390.ref025">25</xref>]. In our case, samples M and MS10 do not show clear inflection points. Samples MS25 and MS40, which are grown on back contacts with thicker SiO<sub>x</sub>N<sub>y</sub> layers, show clear inflection points. This may suggest a higher defect-density for CZTSe solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts with the thicker SiO<sub>x</sub>N<sub>y</sub> layers. Specific distributions of defects are investigated by TAS measurements and shown in the following part.</p>
<fig id="pone.0245390.g005" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g005</object-id>
<label>Fig 5</label>
<caption>
<title><italic>C-f</italic> measurements of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts.</title>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g005" xlink:type="simple"/>
</fig>
<p>Density of states (DOS) derived from TAS measurements on CZTSe solar cells M and MS40 are shown in <xref ref-type="fig" rid="pone.0245390.g006">Fig 6</xref>. The results of sample M, as shown in <xref ref-type="fig" rid="pone.0245390.g006">Fig 6A</xref>, reveal a small peak at ≈ 0.13 eV and a large peak at ≈ 0.18 eV. For sample MS40, as shown in <xref ref-type="fig" rid="pone.0245390.g006">Fig 6B</xref>, both peaks are broadened in comparison to the previous case and their maxima are shifted to ≈ 0.10 eV and ≈ 0.20 eV, respectively. According to literature based on Cu<sub>2</sub>ZnSn(S,Se)<sub>4</sub>, both peaks may be linked to bulk defects [<xref ref-type="bibr" rid="pone.0245390.ref022">22</xref>, <xref ref-type="bibr" rid="pone.0245390.ref025">25</xref>]. The significant broadening of the deeper defect is visibly accompanied by an enhanced density of states at deeper levels, which could cause higher recombination rates and thus a deterioration of solar cell properties.</p>
<fig id="pone.0245390.g006" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g006</object-id>
<label>Fig 6</label>
<caption>
<title>Density of states for CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts.</title>
<p>DOS are derived from TAS measurements on samples <bold>(a)</bold> M and <bold>(b)</bold> MS40, respectively.</p>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g006" xlink:type="simple"/>
</fig>
</sec>
<sec id="sec007">
<title>Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contact</title>
<p>Cross-section morphology of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts is shown <xref ref-type="fig" rid="pone.0245390.g007">Fig 7</xref>. In comparison to the case of sample M, the thicknesses of interfacial MoSe<sub>2</sub> layers of MS10M, MS25M and MS40M are reduced to a range of 230 ~ 240 nm with no obvious trend for the thicknesses of the investigated SiO<sub>x</sub>N<sub>y</sub> layers. It indicates that only the top Mo layers (≈ 50 nm) in Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo structures contribute to the formation of MoSe<sub>2</sub> layers during the annealing and the Mo layers (≈ 550 nm) underneath SiO<sub>x</sub>N<sub>y</sub> barriers remain intact. Surprisingly, for the reference sample MM, in which no barrier is applied, the thickness of interfacial MoSe<sub>2</sub> stays also in a similar range as for the samples grown on Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts. This indicates a barrier-like behavior at the Mo/Mo interface, which could be related to a natural passivation due to the process-break in Mo fabrication or a blocking effect due to crystal discontinuity in this layered structure.</p>
<fig id="pone.0245390.g007" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g007</object-id>
<label>Fig 7</label>
<caption>
<title>SEM cross-section of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts.</title>
<p>Images are captured for samples <bold>(a)</bold> MM, <bold>(b)</bold> MS10M, <bold>(c)</bold> MS25M and <bold>(d)</bold> MS40M, respectively.</p>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g007" xlink:type="simple"/>
</fig>
<p><xref ref-type="fig" rid="pone.0245390.g008">Fig 8</xref> shows parameters of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts. For the sample MS10M, all the device parameters (<italic>V</italic><sub><italic>oc</italic></sub>, <italic>J</italic><sub><italic>sc</italic></sub>, FF and <italic>ŋ</italic>) stay in a similar or slightly improved range in comparison to the reference MM. In cases of thicker SiO<sub>x</sub>N<sub>y</sub> layers (MS25M and MS40M), the device performance deteriorates. However, the deterioration here may differ from the samples grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts. In cases of Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts, the deterioration could possibly be a combined result from the negative influence of SiO<sub>x</sub>N<sub>y</sub> at the back interface and the deteriorated CZTSe absorber quality. For Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts, a thin SiO<sub>x</sub>N<sub>y</sub> layer may have a positive effect due to its role as passivation layer in between the formed porous MoSe<sub>2</sub> and the intact bottom Mo, which could compensate the disadvantages such as causing an electrical barrier or an extra series resistance. As a result, for MS10M, without a noticeable drawback in FF, a similar <italic>V</italic><sub><italic>oc</italic></sub> and a small increase in <italic>J</italic><sub><italic>sc</italic></sub> lead to an improved <italic>ŋ</italic> at around 11% in comparison to the case of MM. And compared to M, MS10M gives a similar <italic>ŋ</italic> with a higher homogeneity in the morphology at the back interface. However, for the cases of MS25M and MS40M, in which the SiO<sub>x</sub>N<sub>y</sub> layers are thicker, the possible negative effects of SiO<sub>x</sub>N<sub>y</sub> on the back interface and the CZTSe absorber quality dominate and cause a significant drop in FF thus the <italic>ŋ</italic> of the whole devices.</p>
<fig id="pone.0245390.g008" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g008</object-id>
<label>Fig 8</label>
<caption>
<title>Parameters of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts.</title>
<p>Boxplots of solar cell parameters <bold>(a)</bold> <italic>V</italic><sub><italic>oc</italic></sub>, <bold>(b)</bold> <italic>J</italic><sub><italic>sc</italic></sub>, <bold>(c)</bold> FF and <bold>(d)</bold> <italic>ŋ</italic> for every type of back contacts include data from 6 to 9 cells.</p>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g008" xlink:type="simple"/>
</fig>
<p><xref ref-type="fig" rid="pone.0245390.g009">Fig 9</xref> shows EQE of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts. Compared to that of the previous samples grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts, the change in thicknesses of the added SiO<sub>x</sub>N<sub>y</sub> layers has a much smaller impact on the EQE, which shows no clear trend. This indicates that the negative effects of a thick SiO<sub>x</sub>N<sub>y</sub> layer are significantly reduced by applying a 50 nm Mo layer on top. EQE of all devices reach ≈ 90% at around 600 nm. The extracted values of <italic>J</italic><sub><italic>sc</italic></sub> remain constant at around 35 mA/cm<sup>2</sup> (<xref ref-type="supplementary-material" rid="pone.0245390.s002">S2 Fig</xref>).</p>
<fig id="pone.0245390.g009" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g009</object-id>
<label>Fig 9</label>
<caption>
<title>EQE measurements of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts.</title>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g009" xlink:type="simple"/>
</fig>
<p><xref ref-type="fig" rid="pone.0245390.g010">Fig 10</xref> shows <italic>C-f</italic> measurements of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts. Compared to that of the samples without the 50 nm Mo top layers, no clear inflection point is observed for all the samples grown on Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts. This result is consistent with the above-discussed <italic>I-V</italic> and EQE measurements, suggesting that the additional Mo layers on top of the SiO<sub>x</sub>N<sub>y</sub> can suppress or compensate the negative impacts from SiO<sub>x</sub>N<sub>y</sub> layers. The presence of MoSe<sub>2</sub> may have beneficial effects on the overall interface quality due to a more favorable alignment of the work functions and hence the bands of the adjacent layers.</p>
<fig id="pone.0245390.g010" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g010</object-id>
<label>Fig 10</label>
<caption>
<title><italic>C-f</italic> measurements of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts.</title>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g010" xlink:type="simple"/>
</fig>
<p><xref ref-type="fig" rid="pone.0245390.g011">Fig 11</xref> shows the DOS derived from TAS measurements of the CZTSe solar cells MM and MS40M. In comparison with <xref ref-type="fig" rid="pone.0245390.g006">Fig 6</xref>, the overall influence of SiO<sub>x</sub>N<sub>y</sub> on DOS is much smaller. In details, compared to the case of MM, the small peak at ≈ 0.12 eV is reduced and the large peak at ≈ 0.18 eV is slightly broader for MS40M. If the shallow levels at ≈ 0.12 eV is related to the interface defects, this result could indicate that SiO<sub>x</sub>N<sub>y</sub> is beneficial for suppressing interface defects. However, the slight broadening of the deep levels at ≈ 0.18 eV still may indicate a negative influence of SiO<sub>x</sub>N<sub>y</sub> on raising CZTSe bulk defects. As a result, the combined outcome from the changes at back interface and in absorber bulk is reflected in the device performance.</p>
<fig id="pone.0245390.g011" position="float">
<object-id pub-id-type="doi">10.1371/journal.pone.0245390.g011</object-id>
<label>Fig 11</label>
<caption>
<title>Density of states for CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts.</title>
<p>DOS are derived from TAS measurements on samples <bold>(a)</bold> MM and <bold>(b)</bold> MS40M, respectively.</p>
</caption>
<graphic mimetype="image" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.g011" xlink:type="simple"/>
</fig>
</sec>
</sec>
<sec id="sec008" sec-type="conclusions">
<title>Conclusions</title>
<p>Our study shows that SiO<sub>x</sub>N<sub>y</sub> can act as an effective diffusion barrier for Se, thus significantly suppressing the formation of MoSe<sub>2</sub> at Mo/CZTSe back-contact interface. For CZTSe solar cells grown on Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts, device parameters deteriorate with the increasing thicknesses of SiO<sub>x</sub>N<sub>y</sub> layers. The incorporation of a SiO<sub>x</sub>N<sub>y</sub> barrier layer could not only influence the Mo/CZTSe back-contact interface but also the CZTSe absorber. In cases of Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts, the performance of CZTSe solar cells remain unchanged or slightly improved in the range of ≈ 11% for the adoption of 10 nm SiO<sub>x</sub>N<sub>y</sub> layers. As the SiO<sub>x</sub>N<sub>y</sub> layers gets thicker, the efficiencies of the solar cells decrease much less in comparison to the Mo/SiO<sub>x</sub>N<sub>y</sub> cases. Overall, rather than the MoSe<sub>2</sub> thickness, the behavior of back-contact interfaces as well as the absorber quality seem to be the crucial factors influencing the performance of kesterite solar cells.</p>
</sec>
<sec id="sec009" sec-type="supplementary-material">
<title>Supporting information</title>
<supplementary-material id="pone.0245390.s001" mimetype="image/tiff" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.s001" xlink:type="simple">
<label>S1 Fig</label>
<caption>
<title><italic>J</italic><sub><italic>sc</italic></sub> extracted from EQE measurements of CZTSe solar cells grown on Mo and Mo/SiO<sub>x</sub>N<sub>y</sub> back contacts.</title>
<p>(TIF)</p>
</caption>
</supplementary-material>
<supplementary-material id="pone.0245390.s002" mimetype="image/tiff" position="float" xlink:href="info:doi/10.1371/journal.pone.0245390.s002" xlink:type="simple">
<label>S2 Fig</label>
<caption>
<title><italic>J</italic><sub><italic>sc</italic></sub> extracted from EQE measurements of CZTSe solar cells grown on Mo/Mo and Mo/SiO<sub>x</sub>N<sub>y</sub>/Mo back contacts.</title>
<p>(TIF)</p>
</caption>
</supplementary-material>
</sec>
</body>
<back>
<ack>
<p>We thank Dr. Erik Ahlswede and co-workers from Center for Solar Energy and Hydrogen Research Baden-Württemberg (Stuttgart, Baden-Württemberg, Germany) for providing Mo substrates.</p>
</ack>
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