3-Legged 5 Whys Analysis: A Practical Example

Improving problem-solving skills is a continuous process that demands strategic thinking and analytical prowess. One such powerful tool is the 5 Whys technique, popularized by Sakichi Toyoda, the founder of Toyota Industries. A variation of this method is the 3 Legged 5 Why Analysis, which offers a more structured approach to root cause analysis. Let's delve into this modèle deep and explore a practical example.

the five types of root cause analyses are shown in this diagram, which shows how to use
the five types of root cause analyses are shown in this diagram, which shows how to use

Think of the 3 Legged 5 Why Analysis as a stool. Each leg represents a different perspective or question, providing stability to our investigation. These legs are: 'Why?', 'How?' and 'What'. We begin by asking 'Why' five times to find the root cause, then follow up with 'How' and 'What' questions to ensure comprehensive understanding and resolution.

Client Challenge
Client Challenge

The 3 Legged 5 Why Analysis Process

The 3 Legged 5 Why Analysis follows a systematic approach, breaking down complex problems into simpler components. This structured method helps teams stay focused and avoid off-track discussions.

root cause analysis for the 3 - legged approach to achieving an effective goal in business
root cause analysis for the 3 - legged approach to achieving an effective goal in business

Before starting, ensure the problem statement is clearly defined. Use action verbs to describe the problem (e.g., 'Frequent machine breakdowns' instead of 'Machine problems').

Leg 1: The 'Why' Leg

five ways to improve the production process for an automotive repair shop info sheet with text that reads 5 whys analysis
five ways to improve the production process for an automotive repair shop info sheet with text that reads 5 whys analysis

Begin by asking 'Why' to the problem. Then, for each answer you get, ask 'Why' again. Continue this process five times, drilling down through causal layers to reach the root cause.

For instance, let's consider a common problem in manufacturing: 'Frequent machine breakdowns'.

  1. Why do we experience frequent machine breakdowns? 'Lack of proper maintenance' (layer 1).
  2. Why is there a lack of proper maintenance? 'Insufficient scheduling' (layer 2).
  3. Why is there insufficient scheduling? 'No dedicated planning team' (layer 3).
  4. Why do we not have a dedicated planning team? 'Budget constraints' (layer 4).
  5. Why are there budget constraints? 'Unforeseen operational costs' (root cause, layer 5).
Root Cause Analysis - The 5 Whys Technique
Root Cause Analysis - The 5 Whys Technique

Leg 2: The 'How' Leg

Now, we've identified the root cause of unforeseen operational costs. To ensure long-term resolution, we need to figure out how these costs occurred.

Let's ask 'How' followed by each cause we identified:

How To Conduct a 5 Whys Exercise
How To Conduct a 5 Whys Exercise
  • Unforeseen operational costs - How did these occur? Through unanticipated equipment failures and increased material usage.
  • Unanticipated equipment failures - How did these happen? Due to ageing equipment and stars (preventive maintenance not performed as per schedule).
  • Increased material usage - How did this happen? Because of recurring process inefficiencies and higher scrap rates.

Leg 3: The 'What' Leg

5 Whys
5 Whys
Resource Centers | QualityTrainingPortal
Resource Centers | QualityTrainingPortal
an orange and white sign that says, the alterator is not functioning why 3
an orange and white sign that says, the alterator is not functioning why 3
a flow diagram with the words 5 why?
a flow diagram with the words 5 why?
5 Why Template
5 Why Template
How to use 5 Why Analysis for root cause problem solving | Learn Fast posted on the topic | LinkedIn
How to use 5 Why Analysis for root cause problem solving | Learn Fast posted on the topic | LinkedIn
the problem is that there are many things in order to describe what they are doing
the problem is that there are many things in order to describe what they are doing
5 Why Analysis
5 Why Analysis
What is Why-Why Analysis🎯 | Govind Tiwari,PhD
What is Why-Why Analysis🎯 | Govind Tiwari,PhD
5 Whys Form PowerPoint Template & Presentation Slides
5 Whys Form PowerPoint Template & Presentation Slides

In the final leg, we ask 'What' questions to establish what we need to do to prevent the problem from recurring in the future.

For each 'How' answer:

  • What can we do to prevent unanticipated equipment failures and stars? Implement a predictive maintenance system and rigorous equipment inspection.
  • What can we do to reduce recurring process inefficiencies and higher scrap rates? Conduct lean manufacturing workshops and employee training to improve efficiency and reduce waste.

The Benefits of the 3 Legged 5 Why Analysis

The 3 Legged 5 Why Analysis offers several benefits, including:

  • Improved problem-solving skills and enhanced critical thinking.
  • Clear direction for future process improvement initiatives.
  • Staff training opportunities to improve skills and organizational culture.
  • Better resource allocation due to targeted maintenance and reduced waste.

This structured approach to root cause analysis can significantly improve problem-solving capabilities within your organization. Therefore, if you're facing complex issues, give the 3 Legged 5 Why Analysis a try. Happy problem-solving!