Connect with us
close

Op-Eds

An Open Call by African Intellectuals for Urgent Action on Ethiopia

5 min read.

The AU, its member states — particularly Ethiopia’s neighbouring states — must not allow Ethiopia to dictate the terms of their engagement in seeking resolution to this conflict.

Published

on

An Open Call by African Intellectuals for Urgent Action on Ethiopia

We write this letter as concerned African intellectuals on the continent and in the Diaspora. Many of us have dedicated our professional lives to understanding the causes and potential solutions to intra-and inter-African conflicts. We are appalled and dismayed by the steadily deteriorating situation in Ethiopia – so tragically illustrative of the continued lack of uptake of the abundant commentary produced by African intellectuals on how to resolve African conflicts.

We are deeply disturbed by the ongoing civil war in Ethiopia — which some refer to as a regionalized internal conflict, given Eritrea’s role within it. We note with dismay that protagonists to the conflict no longer include just the Tigray Defence Force (TDF) and the Ethiopian National Defence Force (ENDF) together with the special forces from Amhara, but now also include the Oromo Liberation Army on one side, and on the other side, special forces from several other regions, as well as numerous conscripts. We note too, the advance of the TDF into Amhara and Afar regions, which, despite the TDF’s claims to be seeking to enable humanitarian and other supply access chains, is contributing to the expansion of the conflict across Ethiopia.

Ethiopia is of continental significance, not only for its record of successful resistance to European imperial expansionism, but also for its being the home of the African Union (AU), our inter-governmental institution whose lack of effective engagement on the situation in Ethiopia we also find deplorable. The AU, its member states — particularly Ethiopia’s neighbouring states — must not allow Ethiopia to dictate the terms of their engagement in seeking resolution to this conflict.

We condemn the fact that the conflict is affecting ever-increasing numbers of civilians — the deaths, the sexual violence, the refugee outflows, the documented hunger and unmet medical and psychosocial needs, the reports of widespread and targeted illegal detentions (especially because of ethnicity), the enforced disappearances and torture in captivity. We also condemn the destruction of hard-earned physical and metaphysical infrastructure across Tigray, as well as other regions of Ethiopia, including institutions of higher learning, houses of worship and cultural heritage. Ethiopia and its peoples have suffered enough. Ethiopia cannot afford any further destruction.

All Ethiopians must recognize that a political rather than military solution is what is now called for, regardless of the claims and counterclaims, legitimate and otherwise, as to how Ethiopia has come to this place. Retributive justice, including the seizure and counter-seizures of contested land, and the detention of family members of recently outlawed political groups heightens tensions, leading to generational cycles of violence.

Ethiopia is on the precipice; we must take action. We therefore call on:

  • The Ethiopian government and the national regional government of Tigray to respond positively to the repeated calls for political dialogue, including with the affected and implicated groups in the Amhara and Oromia regions;
  • The Ethiopian government and the national regional government of Tigray to make positive use, in such dialogue, of the numerous African intellectuals who have put forward their views on pathways out of conflict;
  • Neighbouring countries to exercise maximum pressure on the Ethiopian government and the national regional government of Tigray to—under the framework of the Intergovernmental Authority on Development (IGAD) and the AU—submit to external mediation of this conflict;
  • The IGAD and the AU to proactively take up their mandates with respect to providing mediation for the protagonists to this conflict—including providing all possible political support to the soon to be announced AU Special Envoy for the Horn;
  • The rest of the international community to continue to support such IGAD and AU action with the carrots and sticks needed to get the protagonists and all other stakeholders to the table, keep them there and determine a political solution leading to more broad-based national dialogue on the future of the Ethiopian state.

We urge all Ethiopian leaders and civic groups to demonstrate the magnanimity and vision needed to reconstruct a country that has suffered far too long already. We call on any negotiated political settlement to include a process of public accountability for mass atrocities committed across Ethiopia. The history of the African state attests to the efficacy of an alternate path committed to truth, peace, justice and reconciliation.

We stand in solidarity with all Ethiopian intellectuals in-country who want to speak out against the war but feel unable to do so due to fear of retaliation.

Signed:

Souleymane Bachir Diagne
Professor of French and Philosophy 
Director of the Institute of African Studies
Columbia University

Mamadou Diouf
Leitner Family Professor of African Studies
Department of Middle Eastern, South Asian and African Studies
Columbia University

Elleni Centime Zeleke
Assistant Professor 
Department of Middle Eastern, South Asian and African Studies
Columbia University

Godwin Murunga
Executive Secretary
Council for the Development of Social Science Research in Africa (CODESRIA)

Boubacar Boris Diop
Award winning author of Murambi, The Book of Bones and many other novels, essays and journalistic works

Achille Mbembe
Research Professor in History and Politics
Wits Institute for Social and Economic Research
University of the Witwatersrand

Jimi O Adesina
Professor and Chair in Social Policy
College of Graduate Studies 
University of South Africa

Ato Sekyi-Otu 
Professor Emeritus
Department of Social Science and the Graduate Programme in Social and Political Thought
York University

Felwine Sarr 
Anne-Marie Bryan Distinguished Professor of Romance Studies
Duke University

Imraan Coovadia
Writer, essayist and novelist 
Director of the creative writing programme
University of Cape Town

Koulsy Lamko 
Chadian playwright, poet, novelist and university lecturer

Willy Mutunga 
Former Chief Justice
Supreme Court of Kenya

Maina Kiai 
Former Chair
Kenya National Human Rights Commission 
Former United Nations Special Rapporteur on the rights to freedom of peaceful assembly and of association

Rashida Manjoo
Professor Emeritus
Department of Public Law,
University of Cape Town 
Former UN Special Rapporteur on violence against women

Siba N Grovogui 
Professor of international relations theory and law
Africana Studies and Research Centre
Cornell University

Nadia Nurhussein 
Associate Professor of English and Africana Studies
Johns Hopkins University

Martha Kuwee Kumsa
Professor of Social Work
Wilfrid Laurier University

Mekonnen Firew Ayano 
Associate Professor
SUNY Buffalo Law School

Dagmawi Woubshet
Ahuja Family Presidential Associate Professor of English
University of Pennsylvania

Awet T Weldemichael
Professor and Queen’s National Scholar
Queen’s University

Abadir Ibrahim
Ethiopian Human Rights Activist and Lawyer

Michael Woldemariam
Associate Professor of International Relations and Political Science
Director of the African Studies Center
Boston University

Safia Aidid
Arts and Science Postdoctoral Fellow
Department of History
University of Toronto

Abdoulaye Bathily
Professor of History
University Cheikh Anta Diop

David Ndii
Kenyan Economist

Siphokazi Magadla
Senior Lecturer in Political and International Studies
Rhodes University

Fred Hendricks
Emeritus Professor
Faculty of Humanities
Rhodes University

Pablo Idahosa
Professor of African Studies and International Development Studies
York University

Ibrahim Abdullah
Department of History and African Studies
Fourah Bay College
University of Sierra Leone

Seye Abimbola
Senior Lecturer
School of Public Health
University of Sydney

Makau Mutua
SUNY Distinguished Professor
SUNY Buffalo Law School

Salim Vally
Professor, Faculty of Education
University of Johannesburg
Director, Centre for Education Rights and Transformation

Muthoni Wanyeki
Kenya Political Scientist

Dominic Brown
Activist and Economic Justice Programme Manager
Alternative Information and Documentation Centre

Michael Neocosmos
Emeritus Professor in Humanities
Rhodes University

Zubairu Wai
Associate Professor
Department of Political Science and Department of Global Development Studies
University of Toronto

Alden Young
Assistant Professor
African American Studies
University of California

Benjamin Talton
Professor of History
Department of History
Temple University

G Ugo Nwokeji
Associate Professor of African History and African Diaspora Studies
Department of African-American Studies
University of California

Lionel Zevounou
Associate Professor of Public Law
University of Paris Nanterre

Amy Niang
Professeur associé
L’Université Mohammed VI Polytechnique

Sean Jacobs
Associate Professor of international Affairs
Julien J Studley Graduate Programmes in International Affairs
The New School
Founder and Editor of Africa is a Country

Abosede George
Associate Professor of African History
Barnard College

Dr Abdourahmane Seck
Senior Lecturer
Université Gaston Berger

Nimi Hoffmann
Lecturer, Centre for International Education
University of Sussex
Research AssociateCentre for International Teacher Education
Cape Peninsula University of Technology

Maria Paula Meneses
Vice-Presidente, Conselho Científico do CES
Centro de Estudos Sociais
Universidade de Coimbra

Ibrahima Drame
Director of Education
Henry George School of Social Science

Cesaltina Abreu
Co-Director
Laboratory of Social Sciences and Humanities
Angolan Catholic University

Lina Benabdallah
Assistant Professor of Politics
Wake Forest University

Oumar Ba
Assistant Professor of International Relations
Department of Government
Cornell University

Samar Al-Bulushi
Assistant Professor
Department of Anthropology
University of California

Nisrin Elamin
Assistant Professor of International Studies
Bryn Mawr College

Marie-Jolie Rwigema
Incoming Assistant Professor
Applied Human Sciences
Concordia University

Eddie Cottle
Postdoctoral Fellow
Society, Work and Politics Institute
University of the Witwatersrand

Amira Ahmed
School of Humanities and Social Science
American University of Cairo

Convenors’ Forum of The C19 People’s Coalition

Ibrahim Abdullah
Department of History and African Studies
Fourah Bay College
University of Sierra Leone

Jok Madut Jok
Professor of Anthropology
Maxwell School of Citizenship and Public Affairs
Syracuse University

Support The Elephant.

The Elephant is helping to build a truly public platform, while producing consistent, quality investigations, opinions and analysis. The Elephant cannot survive and grow without your participation. Now, more than ever, it is vital for The Elephant to reach as many people as possible.

Your support helps protect The Elephant's independence and it means we can continue keeping the democratic space free, open and robust. Every contribution, however big or small, is so valuable for our collective future.

By

The Elephant is a platform for dialogue, discovering the pursuit of Truth, epitomized by a willingness to re-imagine state and society.

Op-Eds

Cyberspace: The New Battleground for Competing Norms

A proposal by Russia that the United Nations should consider a global cybercrime treaty has been adopted with the support of 30 African countries, raising concerns that Moscow’s known preference for state cyber sovereignty will prevail in ways that give countries regulatory freedom to stifle political opposition or citizen dissent.

Published

on

Cyberspace: The New Battleground for Competing Norms

Early in July 2021, cyber attacks originating from Russia prompted US President Joe Biden to call for action from Moscow. This, Biden said, was conveyed to Russian President Vladimir Putin during an hour-long phone call. While the Kremlin denies the US even contacted Moscow about the attacks, recent events have promoted debate around the responsibility of state actors, including Russia, in cyberspace.

That country’s attempts to promote or resist norms around traditional global governance areas are well documented. It is known to offer a more conservative approach towards issues of human rights and military intervention, for example. And now it is under scrutiny in newer areas of contestation, including cyber governance and cyber security.

Over the past five years, Russia has become an active promoter of cyber governance norms. As it continues to push its cyber proposals on the international stage, where does Africa stand? Do growing relations between Africa and Russia mean they always share the same stance?

‘Splinternet’ or global infrastructure?

Moscow’s cyber norm promotion is closely linked to its national interests. Russia seeks to reclaim its stature as a global power (including in the technology landscape), but is also interested in how cyberspace can be harnessed for domestic purposes.

In deciding whether the internet should remain a global infrastructure or become a “splinternet” (controlled nationally), Russia and China are proponents of cyber sovereignty. They argue that countries should manage their own cyberspace and that the internet should be bordered and thus restricted.

This has led to a range of concerns around internet freedoms, from the censorship of political content online to large-scale internet shutdowns (a practice that has gained traction in some parts of Africa, Asia and the Middle East, especially around elections or public protests). While traditionally opposed by the US and other democracies, the ability to confront cyber threats, conduct surveillance and enforce regulations on harmful content such as child pornography and terrorist propaganda, means the idea of cyber sovereignty is gaining ground in the Western world too.

In promoting this cyber norm, Russia seeks to pull as many countries as possible into its orbit to enhance its soft power capabilities. At the UN in 2018, a Russian-proposed working group, open to all UN member states, garnered the support of 109 countries. Many of these countries were African, demonstrating international interest in discussing cyber norms in terms favourable to Russia.

Of the working group’s initiatives, capacity-building efforts to enhance countries’ abilities to protect their ICT environment may particularly appeal to African states who perceive themselves as lagging. Indeed, the rise in cybercrime — with critical national services often affected — has seen cyber security become an issue of international concern.

African support for Russian cybercrime resolutions

Russia is a major supporter (and sponsor) of several international cybercrime resolutions at the UN. In December 2018, a Russia-backed resolution that required the UN Secretary-General to collect countries’ views about cybercrime was adopted by a majority vote. Of the 88 countries that voted in favour, 32 were African. Only four African countries — Botswana, Ghana, Morocco and South Africa — submitted their views, but all four listed lack of state capacity and lack of international consensus as major challenges in combating cybercrime. These and other views were summarised into a report for consideration by the General Assembly.

Moving the ball forward once more, in December 2019, Russia succeeded in pushing through a UN General Assembly resolution that aimed to create a negotiating platform, under UN auspices, for the consideration of a new cybercrime treaty. This move was strongly opposed by the US which expressed concerns that this resolution would stifle existing global anti-cybercrime efforts. But with 79 votes in favour, including 30 from Africa, the resolution was adopted. Officers were elected to the ad hoc committee in May 2021 and it has been agreed that six negotiating sessions will take place before the possible adoption of a treaty.

One of the major concerns with Russia’s resolution is its vagueness around the definition of cybercrime. Not only could this lead to legal uncertainty among countries, but could perhaps provide Russia with the regulatory room it needs to stifle political opposition or citizen dissent. A month before Russia’s UN resolution was passed, amendments to domestic legislation allowing the government to block internet traffic from outside Russia came into force. Human Rights Watch said the laws undermined freedom of expression and privacy.

How do Africa’s own cybercrime initiatives compare with Russia’s international efforts?

“A global governance system will be important,” Tomiwa Ilori, researcher at the University of Pretoria’s Expression, Information and Digital Rights Unit, told SAIIA. But African countries need to be wary of external influence, he said. “When deciding on a framework, a human rights-based approach should be used.”

An African Union Convention on Cyber Security and Personal Data Protection was adopted in 2014, but has yet to meet the minimum number of ratifications required for it to come into force. The convention references the need for regulatory frameworks to respect the rights of citizens, but it does not establish a framework for all member states. Instead, it encourages signatories to draft their own legal, policy and regulatory measures to manage cybercrime.

Almost 40 African countries have introduced legislation that deals with cybercrime. Some of the laws, like Russia’s UN resolution, are vaguely worded while others are similar to the European Union’s General Data Protection Regulation — an earlier attempt to establish uniform cyberspace policies across countries.

This tells us that as a continent of 54 states, African views on cyber governance are not homogenous. And while many share a preference for cyber sovereignty, particularly as a means to quash political dissent, African countries do have some level of agency when it comes to adopting a model. With cyberspace fast becoming the new battleground for competing norms and influence, there is also a role for civil society in Africa to continue advocating for cyber freedoms.

This article was first published by the South African Institute of International Affairs (SAIIA).

Continue Reading

Op-Eds

Court of Appeal’s BBI Judgment: The IEBC as a Fourth Branch Institution

The IEBC is a Fourth Branch institution that – as the name suggests – is responsible for supervising elections and referenda, and for related matters such as boundary and constituency delimitation.

Published

on

Court of Appeal’s BBI Judgment: The IEBC as a Fourth Branch Institution

If you were to draw one of those Venn Diagrams that are so popular as internet memes these days, for the BBI Judgment, the Independent Electoral and Boundaries Commission [“IEBC”] would be at the centre. Established under Article 88 of the Constitution (see here), the IEBC is a Fourth Branch institution that – as the name suggests – is responsible for supervising elections and referenda, and for related matters such as boundary and constituency delimitation (see Article 88(4)). In the BBI Case, the IEBC was involved in a range overlapping issues: one of the grounds for challenging the Constitution Amendment Bill was that by directly altering constituencies, it took away the prescribed function of the IEBC; and furthermore, since the IEBC plays an important part under Article 257, its own conduct during the Popular Initiative came under scrutiny. Let us take some of these issues in turn.

The Constitution Amendment Bill and the IEBC

Recall that one of the features of the Constitution Amendment Bill was the creation of seventy new constituencies, allocated to twenty-nine counties. This had been invalidated by the High Court, on the basis that the independence of the IEBC and its constitutionally guaranteed role of delimitation was itself a part of the basic structure. Agreeing with this analysis, Musinga (P), in his lead judgment (with which Gatembu Kairu JA agrees), frames the issue as one of political gerrymandering (paragraph 292) (thus implicitly agreeing with Respondent’s counsel during oral arguments, where it had been pointed out that constituencies are essentially sources – and terrains – of political and resource patronage). This point is strengthened by the fact that the criteria in the Second Schedule to the Constitution Amendment Bill to determine the manner of increase of constituencies were different from the criteria set out in Article 89.

This, coupled with the fact that the Second Schedule to the Constitution Amendment Bill would essentially set up two parallel – and conflicting – power centres with respect to delimitation (without deleting Article 89(2)) allow Musinga J to hold that in any event, the creation of additional constituencies via amendment is unconstitutional (paragraphs 416 – 417; see also Nambuye JA, paragraph 150).

The deeper rationale for this is provided in Kiage JA’s opinion. Kiage JA notes:

The protective role of independence commissions over the sovereignty of the people is of critical and vital importance and can only be attained by a jealous and uncompromising assertion, exercise and defense of their independence. I apprehend that it is independent commissions alongside the Judiciary which must police and patrol the lines of delegation of the sovereignty of the people to Parliament and the legislative assemblies in the county governments, the national exercise and the executive structures in the county governments, and the Judiciary and independent tribunals. Independent Commissions are charged with duty of vigilantly and keenly ensuring that the State organs to which sovereign power is delegated maintain the stance of delegates accountable to their principals, and remain always the servants of the people. (pg 187)

These comments chime with a growing trend in comparative constitutionalism, which is the recognition of “Fourth Branch Institutions” as crucial guarantors of constitutional democracy. Information Commissions, Elections Commissions, Ombudspersons (such as, for example, South Africa’s Public Protector or India’s Comptroller and Auditor General), are examples of such bodies. Their importance lies in the fact that as far as certain fundamental rights are concerned, their effective realisation is impossible without a kind of institutional mediation.

The right to vote, for example, needs an election commission to be realised; similarly, the right to information needs an information commission; and so on. Consequently, the independence of such bodies is an integral feature of the complete fulfilment of the right itself, and insofar as issues such as the membership and functions of those bodies are to be determined by legislation, such legislation must (a) be framed so as to ensure that the right is actually realised, and (b) once framed, attains the status of a “constitutional statute.” While a range of these issues were, of course, not before the BBI Court, Kiage JA’s observations – specifically about the role of commissions in ensuring accountability – gesture towards a recognition of the constitutional status of Fourth Branch institutions, and all that such recognition entails.

Kiage JA’s observations are also a response to Sichale JA’s dissent. As the High Court had held, amending Article 89 itself was permissible as long as the procedures under Articles 255 – 257 were followed. Thus, hypothetically, the total number of constituencies could be increased via a procedural amendment. However, the manner in which this increase took place would have to be such that the independence of the IEBC in matters of delimitation (which constitutes a part of the basic structure) was not compromised. Thus, the issue with the Constitution Amendment Bill was not that it sought to increase the number of constituencies, but that it sought to cut the IEBC out of the process altogether.

Sichale JA then argues that a mere increase in the number of constituencies does not amount to a “delimitation” exercise. With respect, this argument appears to play upon a distinction without a difference: the seventy new constituencies will not be created out of a vacuum. They must necessarily be carved out of existing constituencies, thus – ipso facto – altering boundaries and in effect (even if not formally) becoming an exercise in delimitation. It is this that the majority finds must require the independent assessment of the IEBC before any increase in the number of constituencies is effected. Indeed, Tuiyott JA grasps precisely this point when he notes that:

Further, section 1(2) identifies the counties where the additional seventy constituencies will be located. In doing so, delimitation in respect to these 70 constituencies is in a sense pre-set without the involvement of IEBC as they are already allocated to counties set out in the schedule. (paragraph 234)

The IEBC: Questions of Process

In the BBI Hearings, the IEBC was – interestingly – both a victim and in the dock! Its conduct in the Popular Initiative was challenged on multiple grounds: an absence of quorum, the absence of an adequate legislative framework, the absence of mechanisms for voter registration, and so on. On almost all the counts, the IEBC was found wanting, both at the High Court, and at the Court of Appeal. By a majority, the Court of Appeal affirmed the High Court’s findings that:

  1. That the minimum quorum requirement for the IEBC to carry out its functions was five members (an understaffed IEBC, following a spate of resignations, did not meet this). This finding required the Court to engage with two potentially conflicting precedents on this point (Katiba Institute and Isiah Biwott); it was ultimately held that the judicial invalidation of a prior attempt to amend legislation and bring down the quorum meant that, as per law, the quorum stayed at five (but see Tuiyott JA’s opinion for the same outcome, albeit with different reasoning).
  2. That, prior to the Popular Initiative, the IEBC had failed in its obligation to demonstrate continuing voter registration, which would have ensured that there was a sufficient degree of correspondence between those who were entitled to vote, and actually registered voters.
  3. That the task of the IEBC under Article 257 was not simply a head-count of the million votes, but a basic level of verification as well (based on the IEBC’s own previous documents). The IEBC, however, failed to put into place a mechanism for verification; and the Administrative Procedures that it did put into place failed the threshold requirement for such secondary legislation (including, for example, that of public participation).
  4. That there did not exist an adequate legislative and regulatory framework for the conduct of referenda (the provisions in the Elections Act were unfit for purpose, especially considering the seriousness of a referendum under Article 257).

The analysis here concerned detailed engagement with Kenyan statutory and administrative law. Upon this, I am not qualified to comment, noting only that I found Tuiyott JA’s opinion the most granular and instructive (although his reasoning departs from the majority in certain respects). However, there are two larger public law points that I want to briefly flag. The first is the Court’s insistence that the importance of referenda required, in essence, the strictest possible compliance by constitutional authorities. When you survey global constitutional jurisprudence, you find two approaches. One is what may be called a “leeway” approach: that the undertaking of complex administrative tasks requires play in the joints, and that therefore, upon challenge, a Court will allow the State to get away without strict compliance with law, as long as there is substantive compliance (a theory familiar, perhaps, from contract law).

The other, however, is closer to criminal law: that it is the precise importance of the issues at stake that require any deviation from the established procedure to be treated with great seriousness. Across the Court of Appeal’s judgments, the point that a an amendment to the Constitution is a matter of paramount importance. Consequently, issues such as quorum – which would appear to be minor procedural flaws that should not vitiate an exercise of scale – attain the same degree of gravity as the exercise itself, and cannot be lightly brushed aside.

In the BBI Hearings, the IEBC was – interestingly – both a victim and in the dock! Its conduct in the Popular Initiative was challenged on multiple grounds

The second point ties in with the first half of the post, and brings us back to the point of constitutional statutes. It is interesting to note that the Court of Appeals is pellucidly clear on the point that the implementation of the Popular Initiative required the enactment of a legislative scheme (although the High Court did hold – and Tuiyott JA affirms – that for something like Article 257, the legislature’s failure to act should not be held against the People, and that consequently, a procedure that is constitutionally compliant will still pass muster).

This comports with the view that certain fundamental rights are incomplete without legislative instantiation, and raises a host of interesting questions about how statute and Constitution are to be read together, when that legislation does come into existence. It has been argued by scholars that constitutional statutes are a kind of “super statute”, their status somewhere between ordinary law and constitutional law. Indeed, the precedent in Katiba Institute, involving the striking down of the attempt to reduce quorum – as discussed above – is a good example of how, once a legislative scheme does exist to instantiate a set of rights, certain kinds of clawback, or regression, will not be treated as a simple legislative amendment, but an actual constitutional violation (see here). (And this is why I respectfully disagree with Tuiyott JA’s argument that even when the revised Quorum provision was struck down in Katiba Institute, the older one did not revive; Musinga (P)’s reasoning that the older provision stays in force is closer to the theory of constitutional statutes).

For example, suppose that tomorrow Kenya enacts a Referendum Act, which follows the Court of Appeals judgment and prescribes a “unity of content” approach towards the framing of referendum questions. Now suppose that a future Kenyan Parliament decides to amend that Act to allow for a “lumping” of questions a la BBI. The theory of constitutional statutes will allow a Court to strike down such an amendment on constitutional grounds. The argument will be that once a statutory framework has been established to instantiate a certain constitutional right, it is not open to Parliament to retrogress and once again bring the legal position to that of non-compliance from compliance.

Of course, none of these questions were before the Court of Appeals. I believe, however, that the theory of constitutional statutes forms an unarticulated major premise of the Court’s findings on adequacy of legislative framework. It will therefore be exciting to see whether, in a future case where the question is front and centre, the concept attains full articulation.

The BBI Appeals also considered a range of other issues, such as Presidential immunity, the question of service upon the President, the role of County Assemblies, the inclusion of the Kenyan National Union of Nurses, cross-appeals, and many others.

Continue Reading

Op-Eds

BBI Appeal: The Doctrine of Basic Structure Revisited

On 20 August 2021, a seven-judge bench of the Kenyan Court of Appeal delivered judgment in a set of consolidated cases known as the “BBI Appeals”. The case arose out of the judgment of the High Court of Kenya, where the Constitution Amendment Bill of 2020, containing seventy-four proposed amendments to the 2010 Kenyan Constitution, had been struck down for violation of the basic structure, and non-compliance with various procedural and substantive requirements under the Constitution’s amendment provisions.

Published

on

BBI Appeal: The Doctrine of Basic Structure Revisited

The Court of Appeal’s judgment comes in at a formidable 1089 pages, with all seven judges writing separate opinions. Very helpfully, however, the Court has also provided a disposition (here), that sets out eighteen findings along with the bench-split on each issue. This immediately obviates any confusion about what the judgment is, and leaves us free to focus on the Court’s reasoning. In brief: on almost all significant issues, with fluctuating majorities, the Court of Appeal upheld the judgment of the High Court, and affirmed the finding that the Constitution Amendment Bill 2020 was unconstitutional.

In the following series of posts, I propose to analyse the Court of Appeal’s judgment(s), thematically. I will begin with the issue of the basic structure. As the disposition indicates, the Court held that the basic structure doctrine is applicable in Kenya (6-1), that it provides an implied limitation upon the amendment process set out in Articles 255 – 257 (5-2), and that the basic structure can be altered only through an exercise of primary constituent power – i.e., a recreation of the conditions under which the Constitution was founded, which include a four-step process of civic education, public participation, Constituent Assembly Debate, and a referendum (4-3).

Amendment or Repeal: The Heart of the Issue

I will begin with the judgment of Kiage JA, as – in my reading – on the issue of the basic structure, it is the “lead judgment”. Kiage JA’s analysis of the basic structure issue is found between pgs 5 – 98 of his judgment. At its heart, Kiage JA’s argument is a straightforward one, and follows the logic of basic structure judgments across the world, namely that (a) there is a distinction between “amendment” and “repeal”, and (b) repeal can either be express, or implied. The latter form of repeal can take place through a set of amendments that are fundamentally inconsistent with the Constitution as it stands. At pg 83, thus, he notes that “amendments always presuppose the existence of the constitution with which they must be consistent, and which they cannot abolish.

In my analysis of the arguments before the Court of Appeal, I had pointed out that the Appellants’ reliance on Article 1(1) of the Kenyan Constitution was counter-productive, as the words of that article – “all sovereign power belongs to the people of Kenya and shall be exercised only in accordance with this Constitution” – presuppose the existence of this Constitution; amendments that amount to implied repeal, however, are no longer operating within the framework of “this” Constitution. This is the argument that effectively forms the basis of Kiage JA’s acceptance of the basic structure doctrine: that, just like a house no longer remains a house if you knock down its foundations and pillars (as opposed to merely redecorating it), this Constitution no longer remains this Constitution, if your amendments are such that alter its identity.

Direct Democracy under Articles 255 and 257: The Kiage JA/Okwengu JA/Sichale JA Debate

Now, while this argument is a persuasive argument for adopting the basic structure doctrine per se, in the Kenyan case there is an added wrinkle. And that is that the ten “core” themes set out under Article 255 already require a referendum in case they are to be amended; and furthermore, a “popular initiative” under Article 257 also requires public participation and a referendum. For this reason, the core of the Appellants’ case before the Court of Appeal was that the concerns that the basic structure doctrine sought to address had already been addressed within the Kenyan Constitution: by having a mix of representative and direct democracy in its amendment provisions, the framers of the Kenyan Constitution – and, by extension, the People – had provided for an eventuality where any amendment to the basic structure could not be accomplished solely by the representative organs, and would have to go to the People.

Indeed, if we study the dissenting judgment of Okwengu JA, we find that it is precisely this argument that she finds persuasive. In paragraph 76 of her judgment, Okwengu JA notes that:

This means that the popular initiative is a citizen driven process. In both instances, the people remain involved in both the popular initiative and parliamentary initiative through public participation, and are the ultimate determinant through the referendum process on whether the amendment is carried. (paragraph 76)

Okwengu JA then goes on to note that the “basic structure” of the Kenyan Constitution has already been identified in Article 255 – through the setting out of ten thematic areas that require a referendum if they are to be amended – and a specific process for its alteration (involving the People) has been set out:

That is to say that the framers of the Constitution of Kenya, 2010 conscious of these thematic areas as the main pillars forming the basic structure of the Constitution, nonetheless provided a leeway for amendment of these thematic areas, putting in place appropriate safeguards including the peoples’ participation and final decision on the amendment. This is a clear indication that in regard to amendments, the Constitution of Kenya, 2010 is explicit and self-sufficient. (paragraph 82)

We find something similar in the dissenting judgment of Sichale JA. Sichale JA finds particularly persuasive the Appellants’ argument that what distinguishes India from Kenya is that Article 368 of the Indian Constitution limits the amending power to a (representative) Parliament, while Articles 255-257 of the Kenyan Constitution explicitly envisage a role for the People (pg 29). She then goes on to note that the scheme of Articles 255 – 257 specifically respond to the pathologies identified in Kenya’s past, and their solution is found within the text itself:

Indeed, the 2010 Constitution was informed by Kenya’s dark past and its citizenry were determined “Never Again” shall we have a Constitution that can be amended at will. In the formulation of the 2010 Constitution, a conscious effort was made to ensure that we do not have hyper-amendments. (pg 37)

This is, thus, a powerful argument – commanding the acceptance of two Justices – and one that deserves a response. And in Kiage JA’s judgment, we find three responses: conceptual, historical, and theoretical. Conceptually, Kiage JA points out – taking forward the argument set out above – that by definition, if you want to replace the Constitution instead of amending it, you must go outside of the Constitution and not within it (what the High Court referred to as the primary constituent power) (pg 59). Historically, Kiage JA endorses the High Court’s historical analysis of the detailed public participation that went into the making of the Kenyan Constitution, as well as the desire to avoid hyper-amendments, but he also goes further: he locates a core pathology of post-colonial African constitutionalism as that of excessive centralisation of power within the figure of the President (this is crucial for another aspect of the appeal, which I will deal with in a future post) – and how this centralisation of power enabled various Presidents to shrug off constitutional checks and balances through the process of amendments:

It is a sad blight on Africa’s post-independence experience that no sooner did the nations gain independence than the power elites embarked on diluting and dissolving all restraints on power and authority, a blurring and final obliteration of checks and balances and a concentration of power in the Presidency. They did this principally through facially legal and constitutionally compliant changes to their constitutions. (pg 53)

Kiage JA goes on to argue that Kenyans were entirely aware of this “in their search for a new constitutional paradigm” (pg 53), and that this found reflection in the CKRC Report. Crucially, Kiage JA then uses this argument to segue into his third point, which is a democratic-theoretical point: relying upon the work of Yaniv Roznai and others, he argues that by themselves, referenda can be top-down, imposing a set of pre-decided choices upon a passive population. The fact, therefore, that Articles 255 and 257 contemplate a referendum is not sufficient justification to argue that the the reason why the basic structure doctrine exists in the first place has been adequately addressed within the Constitution itself: “an effective bulwark against abusive constitutionalism therefore seems to me to be, on the authorities, one that entails more as opposed to less people involvement.” (p. 96)

The popular initiative is a citizen driven process. In both instances, the people remain involved in both the popular initiative and parliamentary initiative through public participation, and are the ultimate determinant through the referendum process on whether the amendment is carried

We are now, therefore, in a position to reconstruct the essence of Kiage JA’s argument: first, that amendment and repeal are two different things; secondly, that therefore, constitutional alterations that fall in the latter category amount to reconstituting the Constitution, and must be taken to the People exercising primary Constituent power; and that thirdly, the existing provisions for direct democracy and referenda under Articles 255 to 257 lack the extent and guarantees of public participation that would – in light of Kenyan constitutional history – be sufficient safeguards against abusive constitutionalism. Thus, the High Court’s finding regarding the basic structure doctrine and the four-step participation process is correct and ought to be upheld.

The Analysis of the Other Judges

Now, what of the other judges? In large part, they agree with Kiage J’s analysis (see the analysis of Nambuye JA, paragraphs 62 – 65; Kairu JA, paragraphs 32 – 55; Tuiyott JA, paragraphs 25 – 34). Some additional points are added by Musinga (P). The analysis of Musinga (P) begins at para 272 of this judgment. Musinga (P) agrees with the basic point that “any amendment that alters constitutional fundamental values, norms and institutions cannot pass as an amendment, it is in the nature of dismemberment” (paragraph 285). He then spends substantial time on illustrations: in particular, he focuses on the proposed addition of a judicial ombudsman to the Constitution, a Presidential appointee whose presence, he argues, constitutes an “ingenuous and subtle claw back to the independence of the Judiciary.” (paragraph 288). He undertakes a similar analysis for changes in the legislature, which seek to convert Kenya from a Presidential to a hybrid-Presidential system, and to the controversial issue of delimitation, where he finds that the proposed amendments attempt to take away the determination of this question from an independent constitutional body (paragraph 292).

Interestingly, Kairu JA – while agreeing with the High Court’s historical analysis and finding on the basic structure – differs as to the application of the doctrine. He finds – along with Okwengu JA on this point – that the basic structure has already been identified by the Constitution, via the ten thematic areas of Article 255(1). He then holds that while these provisions may be amended (following their stipulated process), there is a complete bar on their “dismemberment”. This actually brings Kairu JA’s finding very close to the classical (or, shall we say, Indian) version of the basic structure, and – incidentally – cuts the majority in favour of alteration of the basic structure via the four-step exercise of primary constituent power, to a wafer-thin 4-3.

The Identification of the Basic Structure

One final point: the disposition does not specify the question of what constitutes the basic structure of the Kenyan Constitution. And by my count, there is no clear majority on this point. Out of the six judges who agree that the Kenyan Constitution does have a basic structure, a plurality of three (Okwengu, Kairu, and Tuiyott JA) hold that the basic structure is to be found under the ten thematic areas of Article 255; two Justices (Musinga (P) and Kiage JA) agree with the High Court that the enquiry is to be undertaken on a case to case basis; and Nambuye JA does not express an opinion on this point.

As historians of the basic structure doctrine will know, there is something almost deliciously fitting about this.

The Kenyan Constitution’s amendment provisions are singular in their detail, the obvious care with which they have been crafted, and the attention that has gone into their design. There is a reflective mix of representative and direct democracy, and the articulation of a hierarchy of norms within the Constitution – two classic features of the global basic structure doctrine. Despite this, five judges at the High Court and five out of seven at the Court of Appeal ultimately found that despite all this textual detail, there exists an additional, implied limitation upon the amending power, in the form of the basic structure doctrine.

For the reasons that I have provided in my previous analysis of the High Court judgment, and for the reasons above, I believe that both Courts are correct on this point. It is important to note that the singular Kenyan amendment provisions have called forth a singular solution: departing from global basic structure doctrine, neither the High Court nor the Court of Appeal has held that any provision of the Kenyan Constitution is unamendable per se; but rather, even the basic structure can be amended, subjected to procedural and procedural/substantive constraints that aim to replicate the participatory character of its founding.

The framers of the Constitution of Kenya, 2010 conscious of these thematic areas as the main pillars forming the basic structure of the Constitution, nonetheless provided a leeway for amendment of these thematic areas, putting in place appropriate safeguards including the peoples’ participation and final decision on the amendment.

But at the end of the day, I believe that the two Courts are correct for an even simpler reason: the very existence of the BBI and the Constitution Amendment Bill. The fact that this case came to Court at all shows that notwithstanding the care with which Articles 255 – 257 were crafted, it was still possible for to push through far-reaching constitutional changes, via a top-down elite political pact, while still staying within the formal constraints of the Constitution.

Now of course, the counter-argument will be that all the two judgments have actually achieved is replaced the elite political pact with gatekeeping by a judicial elite (and indeed, we find echoes of this fear in Sichale JA’s dissent). To this, only one answer can be made: that if future judicial decisions on this point reflect the clarity of reasoning and self-awareness exhibited by these two judgments, then fears of a judicial capture will likely not come to pass; but that, of course, is something that only time will tell. In this sense, the basic structure doctrine is a bit like HLA Hart’s famous rule of recognition: nothing succeeds like success.

Continue Reading

Trending